Q&A · ESMA
Q&A MiFID complex and non complex financial instruments for the purposes of the Directive's appropriateness requirements
Legacy Q&A document
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
CESR's 2009 Q&As (CESR/09-559) on which financial instruments counted as complex or non-complex for the MiFID I appropriateness test and execution-only services, covering shares, money-market instruments, bonds and other securitised debt, UCITS and other funds, and the criteria for other non-complex instruments, with a non-exhaustive list. A legacy document predating MiFID II.
Details
| Issuer | ESMA |
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Provisions it relates to
- Article 25 MiFID II · Assessment of suitability and appropriateness and reporting to clientsESMA rulebook