Guidelines · ESMA
Guidelines on the management body of market operators and data reporting services providers
Published
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ESMA guidelines (ESMA70-154-271), applying from 3 January 2018, on the suitability of management body members of market operators and data reporting services providers: time commitment and counting directorships, knowledge, skills and experience, honesty, integrity and independence of mind, induction and training, diversity, and record keeping for supervisors.
Details
| Reference | ESMA70-154-271 |
|---|---|
| Issuer | ESMA |
Provisions it relates to
- Article 27f MiFIR · Requirements for the management body of a data reporting services providerESMA rulebook
- Article 45 MiFID II · Requirements for the management body of a market operatorESMA rulebook