Opinion · ESMA
Opinion OTC derivatives traded on a trading venue
Published
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ESMA opinion (ESMA70-156-117) on when an OTC derivative counts as 'traded on a trading venue' (TOTV) for MiFIR transparency, transaction reporting and reference data: only where it shares the same reference data details as a derivative traded on a venue, as identified by its ISIN; ESMA will monitor how the concept is applied.
Details
| Reference | ESMA70-156-117 |
|---|---|
| Issuer | ESMA |
Provisions it relates to
- Article 3 MiFIR · Pre-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instrumentsESMA rulebook
- Article 6 MiFIR · Post-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instrumentsESMA rulebook
- Article 8 MiFIR · Pre-trade transparency requirements for trading venues in respect of bonds, structured finance products and emission allowancesESMA rulebook
- Article 10 MiFIR · Post-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivativesESMA rulebook
- Article 11 MiFIR · Deferred publication in respect of bonds, structured finance products or emission allowancesESMA rulebook
- Article 14 MiFIR · Obligation for systematic internalisers to make public firm quotes in respect of shares, depositary receipts, ETFs, certificates and other similar financial instrumentsESMA rulebook
- Article 20 MiFIR · Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instrumentsESMA rulebook
- Article 21 MiFIR · Post-trade disclosure by investment firms in respect of bonds, structured finance products, emission allowances and derivativesESMA rulebook
- Article 23 MiFIR · Trading obligation for investment firmsESMA rulebook
- Article 26 MiFIR · Obligation to report transactionsESMA rulebook
- Article 27 MiFIR · Obligation to supply financial instrument reference dataESMA rulebook
- Article 32 MiFIR · Trading obligation procedureESMA rulebook