Guidelines · ESMA
Guidelines on the assessment of the suitability of members of the management body and key function holders
Published
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
Joint EBA and ESMA guidelines of July 2021 (EBA/GL/2021/06, ESMA35-36-2319) on assessing the suitability of management body members and key function holders of credit institutions and investment firms, covering individual and collective suitability, time commitment, reputation, honesty and integrity, independence of mind, diversity, induction and training, and assessments by institutions and competent authorities.
Details
| Reference | ESMA35-36-2319 |
|---|---|
| Issuer | ESMA |
Provisions it relates to
- Article 9 MiFID II · Management bodyESMA rulebook
- Article 16 MiFID II · Organisational requirementsESMA rulebook