Q&A · ESMA

MiFIR data reporting - LEI of the issuer

Answered

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AI-generated Summary

For depositary receipts, RTS 23 field 5 should carry the LEI of the issuer of the underlying instrument (for example the issuer of share A), not of the depositary receipt itself.

Details

Reference	ESMA_QA_1503
Issuer	ESMA
Published	25 Mar 2022
Answered	25 Mar 2022
Submitted	25 Mar 2022
ESMA topics	LEI (Legal Entity Identifier)
Earlier Q&A document	ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 2.7

Provisions it relates to

Article 27 MiFIR · Obligation to supply financial instrument reference data
MiFIR
Inferred · 80%
MiFIR (whole act)
Explicit reference

Documents it refers to

RTSIn forceExplicit reference · 90%
Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities
European Commission · 31 Mar 2017 · EUR-Lex
AI summaryRTS 23 on financial instrument reference data: sets the content, standards and format of the data that trading venues and systematic internalisers must send to competent authorities under Article 27 MiFIR, submission deadlines, ISIN and LEI identification, and the arrangements for ESMA and competent authorities to receive, check, exchange and publish the data.