Q&A · ESMA
Position reporting
Answered
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A parent of a fund or its management company need not aggregate the fund's commodity derivative positions if it has no influence over its investment decisions (positions are then reported per fund LEI); if it does influence them, it must aggregate, and it must be able to justify its self-assessment.
Details
| Reference | ESMA_QA_1529 |
|---|---|
| Issuer | ESMA |
| Published | 7 Jul 2017 |
| Answered | 7 Jul 2017 |
| Submitted | 7 Jul 2017 |
| ESMA topics | Position reporting |
| Earlier Q&A document | ESMA 70-872942901-36 Commodity derivatives Q&A, Q&A 4.6 |
Provisions it relates to
- Article 57 MiFID II · Position limits in commodity derivatives and position management controls in commodity derivatives and derivatives of emission allowancesInferred · 85%
- Article 58 MiFID II · Position reporting by categories of position holdersInferred · 75%
- MiFID II (whole act)Explicit reference