Q&A · ESMA

Defined List of Instruments

Answered

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AI-generated Summary

Venues operating on a defined list of instruments must report reference data under Article 27 MiFIR and RTS 23 for the instruments on that list, which are 'traded' on the venue even before any order or quote is placed.

Details

Reference	ESMA_QA_1701
Issuer	ESMA
Published	8 Apr 2019
Answered	8 Apr 2019
Submitted	8 Apr 2019
ESMA topics	ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
Earlier Q&A document	ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 23.1

Provisions it relates to

Article 27 MiFIR · Obligation to supply financial instrument reference data
MiFIR
Inferred · 90%
MiFIR (whole act)
Explicit reference

Documents it refers to

RTSIn forceExplicit reference · 90%
Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities
European Commission · 31 Mar 2017 · EUR-Lex
AI summaryRTS 23 on financial instrument reference data: sets the content, standards and format of the data that trading venues and systematic internalisers must send to competent authorities under Article 27 MiFIR, submission deadlines, ISIN and LEI identification, and the arrangements for ESMA and competent authorities to receive, check, exchange and publish the data.