Q&A · ESMA
Transaction reporting
Answered
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An investment firm whose portfolio is managed on a discretionary mandate by another firm still has its own transaction reporting obligation under Article 26 MiFIR, because it is dealing on own account, including where a non-MiFID fund manager sits in between.
Details
| Reference | ESMA_QA_1706 |
|---|---|
| Issuer | ESMA |
| Published | 5 Oct 2017 |
| Answered | 5 Oct 2017 |
| Submitted | 5 Oct 2017 |
| ESMA topics | Transaction reporting |
| Former reference | ESMA70-1861941480-56 Questions and Answers on MiFIR reporting |
| Earlier Q&A document | ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 24.6 |
Provisions it relates to
- Article 26 MiFIR · Obligation to report transactionsExplicit reference · 90%
- MiFIR (whole act)Explicit reference