Q&A · ESMA
Transaction reporting
Answered
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In a syndicated primary issuance every execution leg is reportable: the coordinating bank buying from the issuer, any sale to billing and delivering banks, and the sale to the client; ESMA explains how to complete trading date time and execution-within-firm, with a worked equity IPO example.
Details
| Reference | ESMA_QA_1708 |
|---|---|
| Issuer | ESMA |
| Published | 14 Nov 2017 |
| Answered | 14 Nov 2017 |
| Submitted | 14 Nov 2017 |
| ESMA topics | Transaction reporting |
| Former reference | ESMA70-1861941480-56 Questions and Answers on MiFIR reporting |
| Earlier Q&A document | ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 24.8 |
Provisions it relates to
- Article 26 MiFIR · Obligation to report transactionsInferred · 90%
- MiFIR (whole act)Explicit reference