Q&A · ESMA
Recording of telephone conversations and electronic communications
Answered
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
The Article 16(7) MiFID II recording requirement covers any electronic communication relating to client orders or dealing on own account, including video conferencing, fax, email, Bloomberg mail, SMS, chat, instant messaging and mobile apps; ESMA will not publish an exhaustive list because technology keeps changing.
Details
| Reference | ESMA_QA_1771 |
|---|---|
| Issuer | ESMA |
| Published | 10 Oct 2016 |
| Answered | 10 Oct 2016 |
| Submitted | 10 Oct 2016 |
| ESMA topics | Recording of telephone conversations and electronic communications |
| Earlier Q&A document | ESMA35-43-439 MiFID II Q&As on Investor protection Ch. 3, question 5 |
Provisions it relates to
- Article 16 MiFID II · Organisational requirementsInferred · 95%
- MiFIR (whole act)Explicit reference