Q&A · ESMA
Recording of telephone conversations and electronic communications
Answered
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
Firms may use third parties to record calls and electronic communications, but recording counts as a critical or important operational function for the outsourcing rules.
Details
| Reference | ESMA_QA_1773 |
|---|---|
| Issuer | ESMA |
| Published | 10 Oct 2016 |
| Answered | 10 Oct 2016 |
| Submitted | 10 Oct 2016 |
| ESMA topics | Recording of telephone conversations and electronic communications |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 3, question 7 |
Provisions it relates to
- Article 16 MiFID II · Organisational requirementsInferred · 90%
- MiFIR (whole act)Explicit reference