Q&A · ESMA
Recording of telephone conversations and electronic communications
Answered
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Staff may use firm-approved or personal mobile devices for order-related activity only if the firm can record or copy the communications; its recording policy must cover such devices, including retention for at least five years, preventing deletion, leavers, lost devices and how often data is transferred.
Details
| Reference | ESMA_QA_1776 |
|---|---|
| Issuer | ESMA |
| Published | 10 Oct 2016 |
| Answered | 10 Oct 2016 |
| Submitted | 10 Oct 2016 |
| ESMA topics | Recording of telephone conversations and electronic communications |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Q&As on Investor protection, Ch 3, question 10 |
Provisions it relates to
- Article 16 MiFID II · Organisational requirementsInferred · 95%
- MiFIR (whole act)Explicit reference