Q&A · ESMA
Recording of telephone conversations and electronic communications
Answered
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The recording requirement in Article 16(7) MiFID II applies at least to reception and transmission, execution and dealing on own account, and to communications intended to result in them, such as advice given when a client order is intended; Member States may extend it to other services.
Details
| Reference | ESMA_QA_1779 |
|---|---|
| Issuer | ESMA |
| Published | 3 Oct 2017 |
| Answered | 3 Oct 2017 |
| Submitted | 3 Oct 2017 |
| ESMA topics | Recording of telephone conversations and electronic communications |
| Earlier Q&A document | ESMA35-43-349 MiFID II Q&As on Investor protection Ch.3, question 13 |
Provisions it relates to
- Article 16 MiFID II · Organisational requirementsExplicit reference · 90%
- MiFID II (whole act)Explicit reference