Q&A · ESMA
Post-sale reporting
Answered
Read the official text on the ESMA website(opens in a new tab)AI-generated Summary
For the 10% depreciation report under Article 62(1) of the MiFID II Delegated Regulation, a firm must value the portfolio at the start of the reporting period and at least once each day, but need not value it continuously; a fixed daily valuation point, with clients informed by the end of that business day, is acceptable.
Details
| Reference | ESMA_QA_1801 |
|---|---|
| Issuer | ESMA |
| Published | 16 Dec 2016 |
| Answered | 16 Dec 2016 |
| Submitted | 16 Dec 2016 |
| ESMA topics | Reporting to clients |
| Earlier Q&A document | ESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 8, question 1 |
Provisions it relates to
- Article 25 MiFID II · Assessment of suitability and appropriateness and reporting to clientsInferred · 85%
- MiFID II (whole act)Explicit reference