Q&A · ESMA
Post-sale reporting
Answered
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Where a firm's reporting period began after 3 January 2018, the portfolio valuation on that date served as the reference value for the Article 62 depreciation reports until the first reporting period started.
Details
| Reference | ESMA_QA_1806 |
|---|---|
| Issuer | ESMA |
| Published | 6 Jun 2017 |
| Answered | 6 Jun 2017 |
| Submitted | 6 Jun 2017 |
| ESMA topics | Reporting to clients |
| Earlier Q&A document | ESMA 35-43-349 MiFID II on Q&As on Investor protection Ch. 8, question 6 |
Provisions it relates to
- Article 25 MiFID II · Assessment of suitability and appropriateness and reporting to clientsInferred · 80%
- MiFID II (whole act)Explicit reference