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Q&A · ESMA

Information on cost and charges

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Full costs and charges disclosure is the default for eligible counterparties; the limited application under Article 50(1) of the Delegated Regulation needs an agreement and, for instruments embedding a derivative, the counterparty's indication that it will not offer them to its own clients, which firms should record.

Details

ReferenceESMA_QA_1830
IssuerESMA
Published3 Oct 2017
Answered3 Oct 2017
Submitted3 Oct 2017
ESMA topicsInformation to clients on costs and charges
Earlier Q&A documentESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 9 , question 18