Q&A · ESMA
Extraterritorirality of investor protection rules under MiFID II
Forwarded to the Commission
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Asks whether MiFID II investor protection rules apply to EU-authorised investment firms when they serve clients outside the EU. ESMA forwarded it to the Commission; there is no answer yet.
Details
| Reference | ESMA_QA_2919 |
|---|---|
| Issuer | ESMA |
| Published | 15 Sept 2026 |
| Submitted | 15 Sept 2026 |
| ESMA topics | Provision of investment services and activities by third country firms |
Provisions it relates to
- Article 1 MiFID II · ScopeInferred · 70%
- MiFID II (whole act)Explicit reference