RTS · European Commission
Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms
In force
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RTS listing the information applicants must give competent authorities to be authorised as investment firms (corporate documents, capital, shareholders with qualifying holdings, management body, financial information, programme of operations and organisation), and requirements for firms managed by a single natural person.
Details
| Reference | Delegated Regulation (EU) 2017/1943 |
|---|---|
| Issuer | European Commission |
| Published | 26 Oct 2017 |
| CELEX | 32017R1943 |
| In force / applies from | 15 Nov 2017, 3 Jan 2018 |
Provisions it relates to
- Article 7 MiFID II · Procedures for granting and refusing requests for authorisationLegal basis
UK version: UK Delegated Regulation (EU) 2017/1943.