FCA CP · FCA
FCA CP22/4
Closed 11 Apr 2022
Read the official text on the FCA website(opens in a new tab)Summary pending.
Details
| Reference | CP22/4 |
|---|---|
| Issuer | FCA |
| Closing date | 11 Apr 2022 (Closing date as reported by Regulation Tomorrow) |
Provisions it relates to
- MiFID II (whole act)Inferred · 70%
FCA Handbook
Handbook provisions the Handbook lists against this paper (only those linked to MiFID II or MiFIR material are shown).
- COBS 6.1ZA.17R · Timing of disclosure: MiFID business
- COBS 6.1ZA.19R · Medium of disclosure: MiFID business
- COBS 8A.1.7R · General requirement for information to clients
- COBS 9A.2.18R · Switching: MiFID business
- COBS 14.3A.7R · Timing of disclosure
- COBS 14.3A.9R · Medium of disclosure
- COBS 16A.3.1R · Execution of orders other than when undertaking portfolio management
- COBS 16A.4.1R · Provision by a firm and contents: MiFID business
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