EU · MiFID II · TITLE II AUTHORISATION AND OPERATING CONDITIONS FOR INVESTMENT FIRMS · CHAPTER IV Provision of investment services and activities by third country firms · Section 1 Provision of services or performance of activities through the establishment of a branch
Article 40 MiFID IIObligation to provide information
A third-country firm applying to provide services in a Member State through a branch must give the competent authority details of its home supervisor, the firm and its programme of operations (including branch organisation and outsourcing), the branch managers and evidence of their suitability, and the branch's initial capital.
Commentary
No law-firm commentary is linked to this provision yet.
393 more documents relate to MiFID II as a whole without naming an article.
UK counterpart
UK transposition not traced in the FCA Handbook. It may sit in FSMA, the Regulated Activities Order or SI 2017/701, which are not yet mapped.
Version history
- From 17 Sept 2014
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