EU · MiFIR · TITLE VIa ESMA POWERS AND COMPETENCES · CHAPTER 1 Competences and procedures
Article 38g MiFIRSupervisory measures by ESMA
Where ESMA finds that a data reporting services provider it supervises has breached the post-trade publication, data contribution or Title IVa requirements, it may order the breach to end, impose fines or periodic penalty payments and issue public notices, taking account of listed aggravating and mitigating factors, and must publish its action within 10 working days with information on appeal rights.
Amendments and application dates
| Amending act | Change | Applies from |
|---|---|---|
| Regulation (EU) 2019/2175 | Provision inserted | by 1 Jan 2022 |
Commentary
No law-firm commentary is linked to this provision yet.
219 more documents relate to MiFIR as a whole without naming an article.
UK counterpart
- No UK counterpartExplicit reference
Inserted in the EU by Regulation (EU) 2019/2175 (by 1 Jan 2022), after exit.
Version history
- From 28 Mar 2024
- From 1 Jan 2022 to 28 Mar 2024
Each entry is a consolidated version of the act on EUR-Lex in which this provision appears. The text itself is on the official site.