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RECREC Recognised Investment Exchanges

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Only the provisions of REC that are linked to MiFID II or MiFIR material are listed here. The full sourcebook is on the FCA Handbook site.

Linked provisions

  • REC 2.2.4G · Outsourcing
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 2.2.6G · Outsourcing
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 2.2.7G · Outsourcing
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 2.5.1UK · Schedule to the Recognition Requirements Regulations, paragraphs 3 – 3H
    REC Recognised Investment Exchanges · in force from 31 Mar 2022
  • REC 2.6.6UK · Suspension and removal of financial instrument from trading
    REC Recognised Investment Exchanges · in force from 23 Oct 2025
  • REC 2.6.6AUK · Significant damage to investors’ interests or orderly functioning of financial markets
    REC Recognised Investment Exchanges · in force from 23 Oct 2025
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC Recognised Investment Exchanges · in force from 1 Jan 2021
  • REC 2.8.1UK · Schedule to the Recognition Requirements Regulations, Paragraph 4(2)(d)
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 2.9.1UK · Schedule to the Recognition Requirements Regulations, Paragraph 4(2)(e)
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 2.16A.1UK · Schedule to the Recognition Requirements Regulations, Paragraph 9A-9H
    REC Recognised Investment Exchanges · in force from 23 Oct 2025
  • REC 2.16A.1DR · Schedule to the Recognition Requirements Regulations, Paragraph 9A-9H
    REC Recognised Investment Exchanges · in force from 23 Oct 2025
  • REC 3.4.2AR · Purpose
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 3.4.2BR · Purpose
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 3.4.4AR · Purpose
    REC Recognised Investment Exchanges · in force from 30 Apr 2021
  • REC 3.14.2AR · Products and services
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 3.14A.7CD · Pre- and post- trade transparency requirements for equity and non-equity instruments: form of waiver and deferral
    REC Recognised Investment Exchanges · in force from 3 Jul 2017
  • REC 3.15.2R · Suspension of services
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC 3.15.2AR · Suspension of services
    REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC Recognised Investment Exchanges · in force from 3 Jan 2018
  • REC Recognised Investment Exchanges · in force from 30 Apr 2021
  • REC Recognised Investment Exchanges · in force from 30 Apr 2021
  • REC Recognised Investment Exchanges · in force from 23 Oct 2025
  • REC Recognised Investment Exchanges · in force from 23 Oct 2025
  • REC Recognised Investment Exchanges · in force from 23 Oct 2025
  • REC Recognised Investment Exchanges · in force from 23 Oct 2025

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