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UK · assimilated regulation

UK Implementing Regulation (EU) 2017/1111Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)

Read the official text on legislation.gov.uk(opens in a new tab)

UK version of Implementing Regulation (EU) 2017/1111. Changes the FCA made by standards instruments are not recorded on legislation.gov.uk, so this page cannot show whether the UK version has diverged.

Contents

  1. Article 1 Contact points
  2. Article 2 Reporting procedure and forms
  3. Article 3 Invalidating and updating of reports
  4. Article 4 Timeline
  5. Article 5 Annual submission of aggregated information on sanctions and measures
  6. Article 6 Annual submission of anonymised and aggregated data on criminal investigations and sanctions
  7. Article 7 Entry into force and application
  8. Annex I Form for submitting information under the second subparagraph of Article 71(3) and Article 71(5) of Directive 2014/65/EU
  9. Annex II Form for submitting aggregated information on all sanctions and measures imposed by competent authorities
  10. Annex III Form for submitting anonymised and aggregated data on all criminal investigations undertaken and criminal sanctions imposed