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UK · assimilated regulation

UK Implementing Regulation (EU) 2017/1945Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)

Read the official text on legislation.gov.uk(opens in a new tab)

UK version of Implementing Regulation (EU) 2017/1945. Changes the FCA made by standards instruments are not recorded on legislation.gov.uk, so this page cannot show whether the UK version has diverged.

Contents

  1. Article 1 Designation of a contact point
  2. Article 2 Submission of the application
  3. Article 3 Receipt of the application form and acknowledgement of receipt
  4. Article 4 Request of additional information
  5. Article 5 Notification of changes to the membership of the management body
  6. Article 6 Communication of the decision
  7. Article 7 Entry into force and application
  8. Annex I Application Form for authorisation as an Investment Firm
  9. Annex II List of members of the management body
  10. Annex III Notification of information on changes to the membership of the management body